Retirement Corporation of America has selected TD Ameritrade Institutional and Fidelity Investments® as the third-party custodians available for holding client assets. This means when you open an account with our firm, your funds are deposited directly with either TD Ameritrade Institutional or Fidelity Investments as a third-party custodian.
About TD Ameritrade Institutional:
TD Ameritrade Institutional is a leading provider of comprehensive brokerage and custody services to over 4,000 fee based, independent, registered investment advisors and their clients. Their advanced technology platform, coupled with personal support from dedicated service teams, allows investment advisors to run their practices more efficiently and effectively while optimizing time with clients.
Fidelity Investments is one of the world’s largest providers of financial services. Founded in 1946, the firm is a leading provider of investment management, retirement planning, portfolio guidance, brokerage, benefits outsourcing and many other financial products and services to more than 20 million individuals and institutions, as well as through 5,000 financial intermediary firms. For more information about Fidelity Investments, visit www.fidelity.com.
Custodial Accounts are protected up to $500,000 by the Securities Investor Protection Corporation (SIPC).
TD Ameritrade, Inc. and Fidelity Investments are both members of the Securities Investor Protection Corporation (SIPC), which protects securities customers of its members up to $500,000 (including $250,000 for claims for cash).
To learn more about the SIPC, go to: www.sipc.org
Fidelity Investments is an independent company, unaffiliated with The Retirement Corporation of America. Fidelity Investment is a service provider to The Retirement Corporation of America.
There is no form of legal partnership, agency affiliation or similar relationship between your financial advisor and Fidelity Investments, nor is such a relationship created or implied by the information herein. Fidelity Investments has not been involved with the preparation of the content supplied by Retirement Corporation of America and does not guarantee or assume any responsibility for its content.
Securities in accounts carried by National Financial Services LLC (“NFS”), a Fidelity Investments company, are protected in accordance with the Securities Investor Protection Corporation (“SIPC”) up to $500,000. For claims filed on or after July 22, 2010, the $500,000 total amount of SIPC protection is inclusive of up to $250,000 protection for claims for cash, subject to periodic adjustments for inflation in accordance with terms of the SIPC statute and approval by SIPC’s Board of Directors. NFS also has arranged for coverage above these limits. Neither coverage protects against a decline in the market value of securities, nor does either coverage extend to certain securities that are considered ineligible for coverage. For more details on SIPC, or to request a SIPC brochure, visit www.sipc.org or call 202.371.8300.
Fidelity Investments is a registered service mark of FMR LLC.
Clearing, custody or other brokerage services may be provided by National Financial Services LLC or Fidelity Brokerage Services LLC. 586577.1.0